Mosaic Financial Associates, LLC

Welcome to Mosaic Financial Associates. We are Anthony Williams and Marcus Ortega. Our desire to create our own firm was borne of our vision for a practice that serves as an integral advocate for our clients and the first people they contact when they have an important decision to make. Pooling a combined 40+ years of experience and expertise, we help clients align the pieces of their financial future, and serve as the Orthopaedist’s Financial Advisor. We are a full-service independent financial firm committed to helping Orthopaedic Surgeons, Specialty Doctors and high net worth clientele pursue their unique financial goals. We have two primary criteria for prospective clients: that they are ready to take personal responsibility for their financial decision making and that they are seeking a personal, long-term relationship with their advisor. Experience has shown us that it’s no longer enough to merely focus on building a great investment portfolio. While a strong foundation is important, it’s also crucial to reach beyond the traditional measures to ensure your finances are as healthy and happy as every other aspect of your life. We do this by carefully crafting financial plans with investment and risk management strategies to serve the unique life goals of each individual client. We are fee-based planners who offer not only the planning and design but implementation as well. We offer a wide range of financial vehicles, strategies and services, and have developed a customized collaborative approach to help you identify your goals and make sound decisions in order to reach them successfully. We are also fiduciaries, which means we are legally bound to put your best interests first. We take this role very seriously and hold ourselves to the highest ethical standards. Our clients work extremely hard for their wealth and our focus is to make sure they keep it. Having a personal “CFO” comprehensively develop and manage their financial objectives is something that brings great value to their lives. Our level of expertise, attention to detail and service, along with the confidence of knowing their plan is on track leaves them perfectly positioned to focus on the things in life which really matter to them. A significant investment in our technological systems serves our clients by providing up-to-the-minute account access, as well as streamlined account service. We have also built extensive relationships with other professionals, including Certified Public Accountants, Contract Attorneys, Estate Planning Attorneys, and Asset Protection Attorneys. We work with them collaboratively whenever we feel this is the most beneficial course of action for a client. Our services are expertly tailored to successfully manage your money for you, so you can focus on ensuring your professional and family life are as fulfilling and happy as you deserve them to be. We take a collaborative approach that enables us to strategically build and evolve your financial plan in harmony with your professional and personal life. OUR SERVICES Financial Planning The most critical aspect of our wealth management platform is to develop a financial plan. This is custom designed to suit your unique needs, and regularly updated and modified inline with your life changes so that you can feel safe in the knowledge that you are on track. Alternative Investments Many of our clients are looking for non-traditional investments as a means to add diversification to their portfolio*. To aid them in this, we regularly review a wide range of available non-stock/bond related vehicles and determine their applicability for select clients. Retirement and Education Funding With extended education and training, your career started later than most. As such, your time to invest is shorter. We present you with tax-advantaged strategies to help you achieve your long-term goals that normal retirement accounts alone may not sufficiently address. Investment Analysis and Strategy We develop a risk adjusted portfolio congruent with your risk tolerance and tax considerations. Our platform provides one secure client portal coordinated with your investment accounts to offer a streamlined view of your entire net worth. Tax Planning With a high income and subsequent high tax bracket, reducing tax liability is an integral part of your overall financial strategy. We will coordinate our services with your chosen tax professional to implement your financial plan in a tax-advantaged manner. Risk Management Strategy Insurance must be utilized appropriately to help protect against significant loss: income, life, functioning and litigation. With this is mind, we ensure our clients benefit from protection as a core element of our process. Our independent expertise provides clients with the key benefits without extensive outlay. Cash Flow Analysis When it comes to spending, it’s critical to identify not only what you have coming in every month, but more importantly, what’s going out. We devise a line item analysis that serves as a clear tracking system and includes both fixed and variable expenses. Legacy, Wealth Transfer and Multigenerational Planning Tax efficient legacy, wealth transfer and multigenerational planning is complicated, emotive and highly scrutinized. We work collaboratively with counsel to ensure your long-term distribution goals and instructions are clearly outlined, understood and adhered to. Real Estate Planning There are many moving parts involved with buying a home or investment property. We work with clients to ensure real estate purchases are triaged accordingly with personal goals while also providing objective perspective during an otherwise emotional experience.

Address: 960 West Elliot Road, Suite #111 Tempe, AZ 85284, USA

Phone: +1 480 776 5920
FAX: +1 480 776 5925